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Street name securities
Results: 122

#	Item
41	SEC-65 SYSTEM NAME: Investor Response Information System (IRIS). SYSTEM LOCATION: Securities and Exchange Commission, 100 F Street, NE, Washington, DC[removed]Also, records covered by Subsystem A are received by and maint Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-02-02 18:07:15 Corporate crime U.S. Securities and Exchange Commission Securities Exchange Act Financial regulation Securities regulation in the United States Securities and Exchange Commission Municipal Securities Rulemaking Board Security Financial economics United States securities law United States Securities and Exchange Commission Government
42	#..SEC-16 System name: Administrative Law Judge Assignments and Dispositions of Administrative Proceedings--SEC. System location: Securities and Exchange Commission, 450 Fifth Street, NW, Washington, Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-08-24 13:15:18 Judges U.S. Securities and Exchange Commission Government Law United States administrative law New Deal agencies Administrative law judge
43	#..SEC-47 System name: Disgorgement and Penalties Tracking System. System location: Securities and Exchange Commission, Office of the Secretary, 450 Fifth Street, NW, Mail Stop 0609, Washington, DC[removed]. Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-08-24 14:34:47 Government Public administration Corporate crime U.S. Securities and Exchange Commission Federal Reserve System
44	SEC-58 SYSTEM NAME: System for Enforcement Case Tracking and Routing (SECTR). SYSTEM LOCATION: Securities and Exchange Commission, 100 F Street, NE, Washington, DC[removed]Files may also be maintained in the Commission’ Add to Reading List Source URL: www.sec.gov Language: English - Date: 2009-10-02 15:22:52 Securities Exchange Act United States Securities and Exchange Commission Financial regulation U.S. Securities and Exchange Commission Securities regulation in the United States Securities and Exchange Commission Freedom of Information Act Municipal Securities Rulemaking Board Security United States securities law Government 73rd United States Congress
45	SEC- 64 SYSTEM NAME: SEC Security in the Workplace Incident Records. SYSTEM LOCATION: Securities and Exchange Commission, 100 F Street, NE, Washington, DC[removed]CATEGORIES OF INDIVIDUALS COVERED BY THE SYSTEM: Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-07-21 17:41:51 United States Securities and Exchange Commission Law Financial regulation Corporate crime U.S. Securities and Exchange Commission Privacy Act Securities Exchange Act Securities regulation in the United States Freedom of Information Act United States securities law Government 73rd United States Congress
46	SEC-39 SYSTEM NAME: Personnel Management Employment and Staffing Files. SYSTEM LOCATION: Securities and Exchange Commission, Operations Center, 6432 General Green Way, Mail Stop 0-1, Alexandria, VA[removed]. Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-08-30 12:51:34 Security clearance Right to Information Act Security National security Dodd–Frank Wall Street Reform and Consumer Protection Act Corporate crime U.S. Securities and Exchange Commission Government
47	SEC-63 SYSTEM NAME: Tips, Complaints, and Referrals (TCR) Records. SYSTEM LOCATION: Securities and Exchange Commission, 100 F Street, NE, Washington, DC[removed]Files may also be maintained in the Commission’s Regional Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-07-21 17:41:07 United States Securities and Exchange Commission Government Securities Exchange Act U.S. Securities and Exchange Commission Securities regulation in the United States Securities and Exchange Commission Financial economics Municipal Securities Rulemaking Board Security United States securities law Financial regulation 73rd United States Congress
48	#..SEC-34 System name: Administrative Proceedings Record Cards--SEC. System location: Securities and Exchange Commission, 450 Fifth Street NW, Washington, DC 20549. Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-08-24 14:00:15 United States Securities and Exchange Commission Financial economics Law Corporate crime U.S. Securities and Exchange Commission Securities Exchange Act Securities regulation in the United States Security Freedom of Information Act United States securities law Financial regulation 73rd United States Congress
49	SEC-60 SYSTEM NAME: Ethics Conduct Rules Files SYSTEM LOCATION: Securities and Exchange Commission, 100 F Street, NE, Washington, DC[removed]CATEGORIES OF INDIVIDUALS COVERED BY THE SYSTEM: Add to Reading List Source URL: www.sec.gov Language: English - Date: 2009-11-09 16:12:43 Privacy Act Business U.S. Securities and Exchange Commission Internet privacy Records management Securities regulation in the United States Law Freedom of Information Act Freedom of information legislation Government
50	FCM Membership Agreement FCM Member Name: Street Address #1: Street Address #2 (optional): Add to Reading List Source URL: www.nadex.com Language: English - Date: 2015-02-09 17:45:43 Financial regulation Securities Exchange Act Business PayPal Mediation Commodity Futures Modernization Act Dodd–Frank Wall Street Reform and Consumer Protection Act Dispute resolution Electronic commerce Commodity Futures Trading Commission

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